Conduct Risk (MiFID)

Issued by PAT Business School

Attendees of the Understanding and Managing Conduct Risk in MiFID Regulated Firms Workshop –have successfully demonstrated their ability to apply the knowledge acquired during the workshop by completing a comprehensive Multiple Choice Questions (MCQ) assessment.The earners of this badge can understand the concept of conduct risk and its relevance in MiFID regulated firms and can identify key drivers of conduct risk in a MiFID context.

Type Experience
Level Intermediate
Time Hours
Cost Free

Skills

Conduct Risk
Consumer Protection
Governance
Internal Audit
MiFID Regulated Firm
Oversight
Regulatory Change
Risk Assessment
Risk Culture
Risk Management

Earning Criteria

Earners of this badge have explored practical strategies aimed at effectively managing and mitigating conduct risk in MiFID regulated firms. Through analysing real-life examples of conduct risk management practice and relevant case studies, participants have gained a broad understanding of the nature of conduct risk.