Business | Order Management & Pre-Trade Compliance
  • Type Validation
  • Level Foundational
  • Time Hours
  • Cost Free
Additional Details

Business | Order Management & Pre-Trade Compliance

Issued by FactSet

This earner has exhibited the fundamental knowledge of Order Management Solutions, Pre and Post-trade Compliance, and how FactSet integrates into the Portfolio Lifecycle.

  • Type Validation
  • Level Foundational
  • Time Hours
  • Cost Free
Additional Details

Skills

Earning Criteria

  • This course will explain how trading decisions are executed and how compliance checks are applied to ensure portfolios adhere to the mandatory policies.
  • This badge is issued after achieving a passing score of 75% on an exam.