New Entrants Course (NEC)
Issued by
Canadian Securities Institute
This digital credential indicates that the individual has completed the New Entrants Course (NEC). Completing this course provides them with a deep understanding of the Canadian financial services landscape, regulatory environment, financial instruments, special transactions and products and dealing with client accounts. They will be equipped with knowledge and skills to advise on and perform financial transactions.
Additional DetailsSkills
Earning Criteria
Standards
CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces and is carrying on the regulatory functions of IIROC and the MFDA. This course meets CIRO's investment dealer proficiency requirements.