New Entrants Course (NEC)
Issued by
Canadian Securities Institute
This digital credential indicates that the individual has completed the New Entrants Course (NEC). Completing this course provides them with a deep understanding of the Canadian financial services landscape, regulatory environment, financial instruments, special transactions and products and dealing with client accounts. They will be equipped with knowledge and skills to advise on and perform financial transactions.
Additional DetailsSkills
Earning Criteria
Standards
Investment Industry Regulatory Organization of Canada (IIROC) is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity markets in Canada. Those who complete this course are able to meet IIROC's proficiency requirements.