Conduct and Practices Handbook Course (CPH®)
Issued by Canadian Securities Institute
This digital credential indicates that the individual has completed the Conducts and Practices Handbook Course (CPH®). Completing this course validates that they have a keen understanding of standards of conduct and practices when dealing with client accounts and special transactions and products. They are also well-versed with the rules, policies and by-laws of the provincial securities commissions and the self-regulatory organizations.Additional Details
Investment Industry Regulatory Organization of Canada (IIROC) is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity markets in Canada. Those who complete this course are able to meet IIROC's proficiency requirements.