Branch Compliance Officer's Course (BCO)

Issued by Canadian Securities Institute

This digital credential indicates that the individual has completed the Branch Compliance Officer’s Course (BCO). Completing this course enables them to coordinate and administer compliance requirements and deal directly and efficiently with clients. They are well-versed with compliance rules and practices and can create and maintain a culture of compliance.

Additional Details

Skills

Branch Risk Analysis
Compliance Risk Management
Regulatory Compliance

Earning Criteria

Completed 35-45 hours of study
Successfully passed a 3-hour proctored examination
Course Overview and Requirements
Information in French

Standards

Canadian Investment Regulatory Organization (CIRO)

CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces and is carrying on the regulatory functions of IIROC and the MFDA. This course meets CIRO’s branch manager proficiency requirements.