- Type Validation
- Level Foundational
- Cost Paid
Associate Member
Issued by
Advocis
Advocis, The Financial Advisors Association of Canada, is the largest voluntary professional membership association of financial advisors in Canada, representing more than 17,000 member-clients and 40 Chapters across the country. Associate Members are individuals in the financial service industry who are neither licensed nor designated and are not compensated for serving clients directly.
- Type Validation
- Level Foundational
- Cost Paid
Earning Criteria
Standards
The Advocis Code of Professional Conduct (CPC) sets out the principles that Advocis Members of all categories are expected to abide by in their business activities and when liaising between clients and suppliers of financial and insurance products or services.
Associate Members must carry sufficient E&O coverage in accordance with the nature and extent of their practice. They must also meet Advocis’s annual professional development requirements. They do not provide financial advice or service to clients. They are required to maintain CE requirements also.