This badge was issued to Anthony Lupo on 03 Jun 2003.
Partners, Directors and Senior Officers Course (PDO)
Issued by
Canadian Securities Institute
This digital credential indicates that the individual has completed the Partners, Directors and Senior Officers Course (PDO). Completing this course strengthens their understanding of the procedures, rules and practices that govern an investment firm. They will also possess the ability to make ethical investment decisions, manage risk and manage senior officer and director liability.
Additional DetailsSkills
Earning Criteria
Standards
The Canadian Securities Administrators (CSA) protects investors from unfair, improper or fraudulent practices and fosters fair, efficient and vibrant capital markets, by developing a national system of harmonized securities regulation, policy, and practice. Those who complete this course are able to meet CSA’s proficiency requirements.
CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces and is carrying on the regulatory functions of IIROC and the MFDA. This course meets CIRO's investment dealer proficiency requirements.